Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amee? Claim Your ProfileAmee Earl is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since 2001. Amee has a diverse background having worked for a number of financial institutions including Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Advest, Inc. Amee has also been registered as a registered representative and an investment advisor. Amee is a Certified Financial Planner and holds a Series 7, Series 3, Series 9, Series 10, Series 63, and Series 65 license. Amee specializes in providing investment consulting services to institutional clients and providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/13/2022 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
07/01/2003 - 06/30/2020
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NY
02/27/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/12/2000 - 12/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CT
06/22/1999 - 08/08/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 02/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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