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Ambrose Powell Hill

UBS Financial Services Inc.

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About Ambrose Powell Hill

Ambrose Powell Hill is a financial advisor with over 40 years of experience in the industry. Ambrose currently works at UBS Financial Services Inc., a large firm with over $50 billion in assets under management. Ambrose has worked at several other firms over the years including Dean Witter Reynolds Inc., Thomson McKinnon Securities Inc., Bache Halsey Stuart Shields Incorporated, Shields Model Roland Incorporated, Robinson-Humphrey Company, Inc., and Reynolds Securities, Inc. Ambrose has expertise in various financial areas, including financial planning, portfolio management for individuals and businesses, educational seminars, pension consulting, and selection of other advisors.

Firm Information

Ambrose Hill is currently registered with UBS Financial Services Inc.. UBS Financial Services Inc. is a corporation formed on June 30, 1969, headquartered in Weehawken, NJ. With over $50 billion in assets under management, the firm provides a range of advisory services, including financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for businesses and individuals. The firm has over 6,000 licensed agents, 9,000 investment advisor representatives, and 11,000 registered representatives, serving a diverse clientele including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. UBS Financial Services Inc. is registered with the SEC and in all 50 states and Puerto Rico.
UBS Financial Services Inc.

1200 HARBOR BOULEVARD

WEEHAWKEN, NJ 07086

$702.39B

Assets Under Management

21,125

Total Clients

10,299

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Ambrose Hill’s Registration & Firm History

VA

08/28/1991 - Present

UBS Financial Services Inc. (McLean VA)

NA

03/02/1981 - 07/09/1984

DEAN WITTER REYNOLDS INC.

NA

10/26/1978 - 03/27/1981

THOMSON MCKINNON SECURITIES INC.

NA

09/16/1977 - 12/03/1978

BACHE HALSEY STUART SHIELDS INCORPORATED

NA

10/06/1976 - 09/16/1977

SHIELDS MODEL ROLAND INCORPORATED

NA

04/03/1975 - 10/27/1976

ROBINSON-HUMPHREY COMPANY, INC. (THE)

NA

12/26/1972 - 05/07/1975

REYNOLDS SECURITIES, INC.

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Licenses & Designations

IA

Issued 06/25/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/1981

Series 24 - General Securities Principal Examination

BC

Issued 11/23/1979

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/1985

Series 15 - Foreign Currency Options Examination

BC

Issued 12/12/1981

Series 5 - Interest Rate Options Examination

BC

Issued 12/18/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ambrose Powell Hill.
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