Unclaimed
Ambrose Powell Hill is a registered investment advisor with UBS Financial Services Inc. Ambrose has been in the industry since 1972. Ambrose is registered in 27 states and has the following designations: * Series 65 * Series 63 * Series 24 * Series 12 * Series 52TO * Series 7TO * SIE * Series 15 * Series 5 * Series 1 UBS Financial Services Inc. is a large firm with a long history of serving individuals, corporations and institutions. UBS Financial Services Inc. provides a variety of financial services including portfolio management, financial planning, and investment advice. They are also a leading provider of securities brokerage and investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
08/28/1991 - Present
UBS Financial Services Inc. (McLean VA)
NA
03/02/1981 - 07/09/1984
DEAN WITTER REYNOLDS INC.
NA
10/26/1978 - 03/27/1981
THOMSON MCKINNON SECURITIES INC.
NA
09/16/1977 - 12/03/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
10/06/1976 - 09/16/1977
SHIELDS MODEL ROLAND INCORPORATED
NA
04/03/1975 - 10/27/1976
ROBINSON-HUMPHREY COMPANY, INC. (THE)
NA
12/26/1972 - 05/07/1975
REYNOLDS SECURITIES, INC.
IA
Issued 6/25/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/15/1981
Series 24 - General Securities Principal Examination
BC
Issued 11/23/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/2/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1972
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ambrose Hill is the right advisor for you? Invested Better is here to help.
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.