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Ambrose A Carr

Park Avenue Securities LLC

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About Ambrose A Carr

Ambrose A Carr has been in the financial services industry for over 29 years. Ambrose is registered with Park Avenue Securities LLC. Ambrose offers financial planning, educational seminars, and portfolio management services for individuals. Ambrose also has experience in Group Health & Employee Benefits, working with small businesses to provide health and other benefit programs. Ambrose is a member of the Board of Upland Country Day School and is responsible for oversight of the school.

Firm Information

Ambrose Carr is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ambrose Carr’s Registration & Firm History

DE

01/13/2020 - Present

Park Avenue Securities LLC (WILMINGTON DE)

NY

02/18/1994 - 11/08/2006

MML INVESTORS SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/28/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ambrose A Carr. Review regulatory record here.
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