Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ambia? Claim Your ProfileAmbia Peoples is a financial advisor with over 20 years of experience in the financial services industry. Ambia is currently registered with Park Avenue Securities LLC and has been with them since 2017. She previously worked with Royal Alliance Associates, Inc. and Davenport- Dukes Financial Services, Inc. Ambia holds Series 6, 63, and 65 licenses as well as the SIE designation. She specializes in financial planning, portfolio management for individuals, educational seminars, and selection of other advisors. She is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/10/2017 - Present
Park Avenue Securities LLC (Saint Augustine FL)
AZ
05/19/1997 - 07/09/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/22/1995 - 05/20/1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
AZ
06/25/1991 - 03/22/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 10/08/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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