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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Hardman is a financial advisor with over 15 years of experience in the industry. Amber is a Registered Representative and Investment Advisor Representative with Morgan Stanley. Amber holds a Series 63, Series 65, Series 7, Series 9, and Series 10 license. Amber is registered in 53 states and territories. Amber provides a variety of services to individuals, businesses, and institutions. Amber's services include portfolio management, financial planning, and asset allocation advice. Amber has also provided advice to charitable organizations, pension and profit-sharing plans, and insurance companies. In addition to Amber's work at Morgan Stanley, Amber is also the owner and operator of a photography business. Amber's previous experience includes roles at Fidelity Brokerage Services LLC, WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
09/15/2014 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
01/03/2011 - 06/24/2014
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
09/12/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
10/11/2004 - 09/05/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 09/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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