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Amber Tiffany Leon guerrero

National Financial Services LLC

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About Amber Tiffany Leon guerrero

Amber Tiffany Leon guerrero is a financial advisor registered with National Financial Services LLC in Westlake, TX. Amber has been in the financial services industry since December 16, 2021. Amber holds the Series 7TO, Series 63 and SIE licenses. Amber has previously been registered with ROBINHOOD FINANCIAL, LLC and FIDELITY BROKERAGE SERVICES LLC.

Firm Information

Amber Leon guerrero is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amber Leon guerrero’s Registration & Firm History

TX

10/25/2023 - Present

National Financial Services LLC (WESTLAKE TX)

TX

09/17/2021 - 10/27/2022

ROBINHOOD FINANCIAL, LLC (Westlake TX)

TX

10/01/2020 - 06/28/2021

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amber Tiffany Leon guerrero.
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