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Amber Ruth Laake

Cetera Financial Specialists LLC

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About Amber Ruth Laake

Amber Ruth Laake is a financial advisor with Cetera Financial Specialists LLC in Clearwater, Florida. Amber has been in the industry since September 2, 1998. Amber holds FINRA Series 7, 31, and SIE licenses as well as a Florida state license. Amber was previously registered with Lincoln Financial Securities Corporation and Merrill Lynch.

Firm Information

Amber Laake is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amber Laake’s Registration & Firm History

FL

05/03/2012 - Present

Cetera Financial Specialists LLC (CLEARWATER FL)

FL

11/01/2006 - 05/09/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (CLEARWATER FL)

GA

01/21/2005 - 10/10/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

NY

08/07/1998 - 01/14/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 08/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amber Ruth Laake.
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