Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Rae Seiler is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, Texas. Amber has been in the financial services industry since 2010. Amber holds licenses for Series 7, 9, 10, and 66 and has previously been registered with J.P. Morgan Securities LLC, Chase Investment Services Corp., and Thrivent Investment Management Inc. Amber Rae Seiler specializes in investments for individuals, businesses, and pensions. She also provides financial planning and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/24/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
06/09/2015 - 05/12/2016
SCOTTRADE, INC. (HOUSTON TX)
TX
10/16/2013 - 06/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
10/01/2012 - 09/10/2013
J.P. MORGAN SECURITIES LLC (SUGARLAND TX)
TX
10/25/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PEARLAND TX)
TX
09/28/2009 - 07/26/2010
THRIVENT INVESTMENT MANAGEMENT INC. (HOUSTON TX)
BOTH
Issued 10/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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