Unclaimed
Amber Q Galler is a financial advisor who has been working in the industry since 1999. Amber has a Series 7, Series 63, and Series 66 license. Amber currently works with MML Investors Services, LLC, which is headquartered in Springfield, MA. Amber has worked in the past with Northwestern Mutual Investment Services, LLC and Fidelity Brokerage Services LLC. Amber Q Galler and the firm MML Investors Services, LLC, offer a range of services to clients, including portfolio management for businesses, portfolio management for individuals, financial planning, asset allocation programs, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/05/2018 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
01/14/2005 - 10/23/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
RI
09/30/1999 - 01/22/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 08/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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