Unclaimed
Amber Nicole Swanger is a financial advisor at Thrivent Investment Management Inc. She has been in the financial services industry since 2014. Amber is registered with the state of Iowa and has her Series 66, Series 7 and SIE licenses. Amber has experience working with individuals, high-net-worth individuals, churches, non-profit organizations, and corporations. Amber's focus is on providing financial planning and portfolio management services. Amber is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
01/16/2015 - Present
Thrivent Investment Management Inc. (Waterloo IA)
BOTH
Issued 01/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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