Unclaimed
Amber Griggs is a financial professional with over 10 years of experience in the industry. Amber has been registered with Fidelity Brokerage Services LLC since 2010. Her professional designations include Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials Exam. Amber is currently located in Covington, Kentucky, and works at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/03/2014 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
11/16/2010 - 07/13/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
01/22/2008 - 06/06/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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