Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Nicole Griffis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the industry. Amber has held previous positions with Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Amber is registered with the Securities and Exchange Commission (SEC) and holds the Series 66, SIE, and Series 7 licenses. Amber's specializations include providing financial advice to individuals, families, and businesses. Amber is dedicated to helping clients achieve their financial goals and can provide a range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
02/25/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEAWOOD KS)
KS
11/19/2002 - 03/03/2011
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MN
11/19/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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