Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Michelle Soden is a financial advisor with over 15 years of experience in the financial services industry. Amber is a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc. and has held similar positions with CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Amber has a wide range of experience and expertise in investment planning, financial planning and portfolio management. Amber provides investment advice and portfolio management services to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, retirement plans and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/07/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
10/12/2018 - 12/15/2022
CHARLES SCHWAB & CO., INC. (New York City NY)
IN
11/02/2016 - 10/09/2018
FIDELITY BROKERAGE SERVICES LLC (SOUTH BEND IN)
OH
11/04/2015 - 10/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
KY
08/07/2008 - 10/29/2015
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
03/28/2007 - 11/30/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BOTH
Issued 06/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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