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Amber Michelle Rosenthal

Charles Schwab & CO., Inc.

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About Amber Michelle Rosenthal

Amber Rosenthal is a financial advisor with Charles Schwab & CO., Inc. Amber has been in the financial services industry for over 8 years. Amber has a Series 63, 65, 7, 9 and 10 securities licenses. Amber specializes in providing financial planning and portfolio management services to individuals and businesses. Amber can assist with retirement planning, investment advice, and other financial planning needs.

Firm Information

Amber Rosenthal is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Amber Rosenthal’s Registration & Firm History

TX

02/10/2021 - Present

Charles Schwab & CO., Inc. (El Paso TX)

VA

09/12/2019 - 10/13/2020

WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)

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Licenses & Designations

IA

Issued 11/18/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/23/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/12/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Amber Michelle Rosenthal. Review regulatory record here.
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