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Amber Lee Spitzer

Stonex Financial Inc.

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About Amber Lee Spitzer

Amber Spitzer is a financial professional with over 20 years of experience in the industry. Amber is currently registered with Stonex Financial Inc. and holds licenses for Series 7, 24, 52TO, 55, 57TO and 63. Amber has previously worked with Sterne, Agee & Leach, Inc. Amber is registered in Alabama, Florida and New York.

Firm Information

Amber Spitzer is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amber Spitzer’s Registration & Firm History

AL

04/19/2017 - Present

Stonex Financial Inc. (BIRMINGHAM AL)

AL

08/12/2002 - 07/11/2017

STERNE, AGEE & LEACH, INC. (Birmingham AL)

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Licenses & Designations

BC

Issued 02/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Amber Lee Spitzer.
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