Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Bergin is a financial advisor with over 14 years of experience in the industry. Amber is currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc. Amber has held previous positions with several firms, including SAMMONS FINANCIAL NETWORK, LLC, BROKER DEALER FINANCIAL SERVICES CORP., CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, CETERA FINANCIAL SPECIALISTS LLC, FIRST ALLIED SECURITIES, INC., GIRARD SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., FSC SECURITIES CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., SAGEPOINT FINANCIAL, INC., and WOODBURY FINANCIAL SERVICES, INC. Amber holds the Series 6, Series 7, Series 24, and Series 63 licenses. Amber is registered in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/03/2022 - Present
Securities Management & Research, Inc. (CEDAR RAPIDS IA)
IA
05/02/2019 - 03/23/2022
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
IA
10/11/2017 - 10/19/2018
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
12/06/2016 - 10/11/2017
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
12/06/2016 - 10/11/2017
CETERA ADVISORS LLC (W DES MOINES IA)
IA
12/06/2016 - 10/11/2017
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
12/06/2016 - 10/11/2017
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
12/06/2016 - 10/11/2017
GIRARD SECURITIES, INC. (W DES MOINES IA)
IA
12/06/2016 - 10/11/2017
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
GA
12/18/2014 - 11/15/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/18/2014 - 11/15/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/18/2014 - 11/15/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
12/18/2014 - 11/15/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
11/20/2007 - 07/30/2014
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 02/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Amber Bergin is the right advisor for you? Invested Better is here to help.
