Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Willis is a securities professional with over 14 years of experience in the industry. Amber holds the Series 7, Series 63, and Series 52TO licenses, as well as the SIE exam certification. Amber is currently registered with Cantor Fitzgerald & Co. Previously, Amber was registered with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
01/21/2016 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
CA
10/04/2012 - 10/30/2015
RAYMOND JAMES & ASSOCIATES, INC. (LAGUNA NIGUEL CA)
CA
09/16/2009 - 03/15/2013
MORGAN KEEGAN & COMPANY, INC. (LAGUNA NIGUEL CA)
TN
09/30/2008 - 09/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GERMANTOWN TN)
BC
Issued 07/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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