Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Khan is a financial advisor with over 16 years of experience in the industry. Amber is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Previously, Amber worked with 1st Global Capital Corp. and Morgan Stanley. Amber holds the Series 4, 7, 24, 52, 53, and 63 licenses. Amber is a licensed financial advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
12/16/2014 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
04/01/2014 - 12/09/2014
MORGAN STANLEY (DALLAS TX)
TX
10/03/2007 - 03/17/2014
FIDELITY BROKERAGE SERVICES LLC (IRVING TX)
BC
Issued 06/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2019
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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