Unclaimed
Amber Patterson is a financial advisor with over 10 years of experience in the industry. She has been registered with Vanguard Marketing Corp. since November 2012. Amber holds Series 6, 7, 52, 57TO and SIE licenses. She is registered to offer securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Amber is dedicated to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/07/2012 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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