Unclaimed
Amber Grace Hoffman is a financial professional with over a decade of experience in the industry. Amber is registered with Lincoln Financial Distributors, Inc. in Fort Wayne, Indiana, and has held previous roles with CHARLES SCHWAB & CO., INC. in Phoenix, Arizona, and VANGUARD MARKETING CORPORATION in Scottsdale, Arizona. Amber is licensed to offer securities and investment advisory services in the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
06/24/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
AZ
11/11/2021 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
10/11/2010 - 10/29/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 10/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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