Unclaimed
Amber Galindo is a financial professional who has been in the industry since November 10, 2015. She currently holds a Series 7, Series 99 and SIE and is registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Amber's experience includes roles at Fidelity Investments Institutional Services Company, Inc. and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
03/02/2018 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
11/13/2013 - 09/09/2015
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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