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Amber Catherine Sutton

Fifth Third Securities, Inc.

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About Amber Catherine Sutton

Amber Catherine Sutton is a registered representative and investment advisor representative with Fifth Third Securities, Inc. based in LAKE ZURICH, Illinois. Amber has been in the industry since February 27, 2012. Amber has a Series 6, 7, 63, and 65 licenses and a SIE certification. Amber also holds state registrations in California, Florida, Illinois, and Oregon. In addition to working at Fifth Third Securities, Inc., Amber also works as a sales consultant for DoTerra, a co-owner of Little Cents, Inc., and has administrative duties for Big Money Trucking, Inc.

Firm Information

Amber Sutton is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

459 S RAND ROAD

LAKE ZURICH, IL 60047

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amber Sutton’s Registration & Firm History

IL

07/02/2018 - Present

Fifth Third Securities, Inc. (LAKE ZURICH IL)

IL

06/04/2015 - 01/24/2018

NYLIFE SECURITIES LLC (DEERFIELD IL)

IL

02/06/2008 - 08/26/2011

CHASE INVESTMENT SERVICES CORP. (CAROL STREAM IL)

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Licenses & Designations

IA

Issued 6/29/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/8/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/4/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Amber Catherine Sutton. Review regulatory record here.
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