Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber C Allen is a financial advisor who has been in the industry since 2009. Amber is currently registered with 49 Financial. Amber has worked with multiple firms in the industry, including Purshe Kaplan Sterling Investments, LPL Financial LLC, and J.P. Morgan Securities LLC. Amber is a Series 6, 7, 24, 63, and 66 licensed advisor. Amber currently works with individuals and high net worth individuals, and has a strong understanding of financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/03/2023 - Present
49 Financial (AUSTIN TX)
TX
10/20/2022 - 01/16/2024
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
TX
12/10/2018 - 08/12/2022
LPL FINANCIAL LLC (HOUSTON TX)
TX
04/22/2016 - 12/04/2018
LPL FINANCIAL LLC (HOUSTON TX)
TX
10/01/2012 - 05/02/2016
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
08/17/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 02/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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