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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amber? Claim Your ProfileAmber Gateley is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in LITTLE ROCK, AR. Amber has been in the industry since 2001 and holds both Series 66 and Series 63 licenses. Amber is also registered with the state of Arkansas and Texas. In addition to her experience at Merrill Lynch, Amber has also worked at WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Amber specializes in providing investment advice to individuals, businesses, and institutions. Amber is committed to providing clients with personalized financial advice and investment strategies that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
01/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LITTLE ROCK AR)
AR
01/01/2008 - 11/29/2021
WELLS FARGO CLEARING SERVICES, LLC (LITTLE ROCK AR)
AR
05/29/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LITTLE ROCK AR)
BOTH
Issued 02/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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