Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ambar? Claim Your ProfileAmbar Bajaj is a financial professional with over 11 years of experience in the industry. Ambar has a broad range of experience, having worked with firms such as Foreside Fund Services, LLC, FRANKIN DISTRIBUTORS, LLC and ALPS DISTRIBUTORS, INC. Ambar holds both Series 63 and Series 7 licenses as well as the SIE. Currently Ambar works for Foreside Fund Services, LLC located in New York, NY and is registered to provide investment advisory services in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/04/2024 - Present
Foreside Fund Services, LLC (New York NY)
PA
03/22/2018 - 03/06/2024
FRANKLIN DISTRIBUTORS, LLC (Berwyn PA)
NY
12/16/2014 - 03/02/2018
FORESIDE FUND SERVICES, LLC (New York NY)
NY
04/20/2012 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 07/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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