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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amardeep? Claim Your ProfileAmardeep Paul is a financial advisor with Wells Fargo Clearing Services, LLC. Amardeep has over 30 years of experience in the financial services industry. Amardeep is registered with FINRA and holds the Series 3, 7, 9, 10, 63, and 65 licenses. Amardeep is also registered with the states of California and Texas. Amardeep has been with Wells Fargo Advisors LLC since 2009. Before joining Wells Fargo Advisors LLC, Amardeep worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/23/2009 - Present
Wells Fargo Clearing Services, LLC (LAGUNA BEACH CA)
CA
06/01/2009 - 10/29/2009
MORGAN STANLEY SMITH BARNEY (LAGUNA BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA BEACH CA)
CA
09/23/2005 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA BEACH CA)
NJ
07/02/1998 - 10/06/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/07/1993 - 07/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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