Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Thomas is a financial advisor with over 20 years of experience in the industry. Amanda is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where has been since 2016. Amanda has previously held positions at Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, and J.J.B. Hilliard, W.L. Lyons, Inc. Amanda holds the Series 7, 9, 10, 31, 63 and 65 licenses. Amanda's specializations include: Retirement, Investments, Insurance, Estate Planning, and College Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
05/02/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRIDGEPORT WV)
ME
07/01/2003 - 04/11/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND ME)
NY
04/01/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
KY
04/21/1999 - 07/25/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
07/17/1998 - 04/21/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
IA
Issued 03/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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