Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Tawney Williams is a financial advisor currently registered with Northern Trust Securities, Inc. and Northern Trust Investments, Inc. Amanda Williams has been working in the financial services industry for over twenty years. Amanda Williams has a wide range of experience with various firms, including Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Girard Securities, Inc., First Allied Securities, Inc., Summit Brokerage Services, Inc., Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, Cetera Advisors LLC, Investors Capital Corp., and Charles Schwab & Co., Inc. Amanda Williams is registered in 53 states and the District of Columbia as a Broker/Dealer and in one state as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/25/2022 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
FL
01/10/2020 - 06/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/02/2017 - 12/31/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
CO
08/22/2017 - 10/18/2017
GIRARD SECURITIES, INC. (DENVER CO)
CO
12/14/2016 - 10/18/2017
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
10/06/2015 - 10/18/2017
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
09/25/2013 - 10/18/2017
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
09/17/2013 - 10/18/2017
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
08/12/2013 - 10/18/2017
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
02/13/2007 - 10/18/2017
CETERA ADVISORS LLC (DENVER CO)
CO
07/12/2016 - 11/09/2016
INVESTORS CAPITAL CORP. (DENVER CO)
CO
08/29/2000 - 02/08/2007
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
IA
Issued 04/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2024
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/21/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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