Unclaimed
Amanda Sutter is a financial advisor with over 9 years of experience in the industry. Amanda is currently registered with J.P. Morgan Securities LLC, a broker-dealer and investment advisor headquartered in New York, NY. Previously, Amanda held positions at WELLS FARGO CLEARING SERVICES, LLC, VANGUARD MARKETING CORPORATION, SAGEPOINT FINANCIAL, INC., CETERA INVESTMENT SERVICES LLC, and J.P. MORGAN SECURITIES LLC. Amanda specializes in providing financial advice to individuals, businesses, and retirement plans. Amanda holds a Series 6, Series 7TO, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
03/25/2024 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
09/21/2023 - 11/01/2023
WELLS FARGO CLEARING SERVICES, LLC (CHANDLER AZ)
AZ
11/18/2022 - 01/17/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IL
07/25/2017 - 07/09/2018
SAGEPOINT FINANCIAL, INC. (OAK BROOK IL)
IN
02/18/2015 - 09/09/2016
CETERA INVESTMENT SERVICES LLC (VALPARAISO IN)
IL
07/11/2014 - 01/05/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BC
Issued 12/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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