Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Smith is a registered investment advisor with Northwestern Mutual Investment Services, LLC. She is based in San Diego, California. Amanda has been in the financial services industry since 2021. She is licensed to provide investment advice in California. Amanda has a Series 66 and a Series 7TO registration. She previously worked at Kestra Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/30/2024 - Present
Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)
CA
07/26/2021 - 01/19/2024
KESTRA INVESTMENT SERVICES, LLC (SAN DIEGO CA)
BOTH
Issued 10/7/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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