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Amanda Rivera

Fidelity Brokerage Services LLC

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About Amanda Rivera

Amanda Rivera is a financial advisor with Fidelity Brokerage Services LLC. Amanda has been in the financial services industry for more than 6 years. She is licensed to provide financial advice in 53 states and is registered with FINRA and SIPC. Amanda has Series 7, Series 63, and SIE licenses. Amanda has a strong track record of providing financial advice to individuals and families. Before Fidelity Brokerage Services LLC, Amanda worked at Cabot Lodge Securities LLC and Morgan Stanley. Amanda is committed to providing her clients with personalized financial advice that meets their individual needs.

Firm Information

Amanda Rivera is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Rivera’s Registration & Firm History

FL

05/26/2022 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

IL

02/06/2020 - 07/21/2021

CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)

NC

08/16/2018 - 04/01/2019

MORGAN STANLEY (CHARLOTTE NC)

NC

03/02/2017 - 03/31/2017

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Amanda Rivera.
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