Unclaimed
Amanda Negron Cain is a financial advisor with Edward Jones. Amanda has been in the financial industry for over 20 years. Amanda is a Certified Financial Planner and holds the Series 3, 7, 9, 10, 24, and 66 licenses. Amanda has a strong understanding of the financial markets and is dedicated to helping her clients achieve their financial goals. Amanda is registered with the state of Missouri and New Jersey. Amanda has previously worked with UBS Financial Services Inc. and UBS Global Asset Management (US) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/18/2024 - Present
Edward Jones (ST LOUIS MO)
NJ
09/29/2008 - 05/31/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/18/2005 - 10/01/2008
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NJ
07/31/2003 - 04/21/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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