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Amanda Mae Haynes

UBS Securities LLC

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About Amanda Mae Haynes

Amanda Mae Haynes is a financial professional registered with UBS Securities LLC. Amanda is a series 99 and SIE licensed professional, has been active in the securities industry since 2014 and has been with UBS Securities LLC since July 2014. Amanda is also registered with UBS Financial Services Inc. and is based in Nashville, TN.

Firm Information

Amanda Haynes is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Haynes’s Registration & Firm History

NY

07/23/2014 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Mae Haynes.
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