Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Ryan is a registered representative with UBS Financial Services Inc. Amanda has been in the financial services industry since December 12, 2011. Amanda has a Series 66 license and has also passed the Series 3, 7, 9, 10 and SIE exams. UBS Financial Services Inc. provides a wide range of financial services, including investment advice, portfolio management, financial planning, and educational seminars. Amanda is able to provide services to a variety of clients, including high-net-worth individuals, corporations, trusts, and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
07/27/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
11/22/2011 - 07/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/02/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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