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Amanda M Pennfield

Ernst & Young Investment Advisers LLP

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About Amanda M Pennfield

Amanda Pennfield is an Investment Advisor Representative with Ernst & Young Investment Advisers LLP. Amanda has been working in the financial services industry since 2009. Amanda has a strong background in providing financial planning, educational seminars, and publications. Previously, Amanda worked at Morgan Stanley, Raymond James & Associates, Inc., and Wells Fargo Advisors, LLC. Amanda holds Series 7, 63, and 66 licenses.

Firm Information

Amanda Pennfield is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Amanda Pennfield’s Registration & Firm History

NY

04/24/2024 - Present

Ernst & Young Investment Advisers LLP (New York NY)

NY

06/19/2019 - 03/02/2023

MORGAN STANLEY (New York NY)

NY

04/24/2019 - 06/06/2019

RAYMOND JAMES & ASSOCIATES, INC. (New York NY)

NY

11/01/2018 - 02/19/2019

MAXIM GROUP LLC (NEW YORK NY)

NY

10/27/2016 - 12/27/2016

MML INVESTORS SERVICES, LLC (NEW YORK NY)

NY

10/22/2010 - 05/12/2016

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

NY

08/25/2009 - 08/18/2010

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/26/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Amanda M Pennfield.
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