Unclaimed
Amanda Loflin is a financial advisor who has been working in the industry since 2005. She is currently registered with Raymond James Financial Services, Inc. in Asheboro, North Carolina. Amanda has experience working with UVEST Financial Services Group, Inc. and Capital Investment Group, Inc. Amanda holds Series 63, SIE, and Series 7 licenses and is registered to sell securities in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/01/2011 - Present
Raymond James Financial Services, Inc. (ASHEBORO NC)
NC
05/19/2006 - 03/15/2011
UVEST FINANCIAL SERVICES GROUP, INC. (ASHEBORO NC)
NC
07/04/2005 - 05/15/2006
CAPITAL INVESTMENT GROUP, INC. (ASHEBORO NC)
NC
01/30/2006 - 02/01/2006
UVEST FINANCIAL SERVICES GROUP, INC. (ASHEBORO NC)
BC
Issued 07/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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