Unclaimed
Amanda Vigil is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in DENVER, CO. Amanda has been in the industry since May 2019 and has experience with both Merrill Lynch, Pierce, Fenner & Smith Inc. and Morgan Stanley. Amanda is licensed to provide investment advice in 53 states and is also registered with the Securities Industry and Financial Markets Association (FINRA). Amanda has earned the Series 66, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/03/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
CO
03/18/2020 - 02/22/2022
MORGAN STANLEY (Greenwood Village CO)
CO
05/21/2019 - 03/17/2020
UBS FINANCIAL SERVICES INC. (DENVER CO)
BOTH
Issued 12/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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