Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Rocha is a registered representative with Fidelity Brokerage Services LLC. Amanda has been in the industry since 2007 and has passed the Series 63, Series 4, Series 7 and SIE exams. Amanda's office is located at 49 NORTH 400 WEST in Salt Lake City, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
11/07/2007 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 11/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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