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Amanda Kaye Blum

Northwestern Mutual Investment Services, LLC

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About Amanda Kaye Blum

Amanda Blum is a financial advisor with Northwestern Mutual Investment Services, LLC. Amanda has been in the financial services industry since January 26, 2009. Prior to joining Northwestern Mutual Investment Services, LLC, Amanda worked at Amerprise Financial Services, LLC, UBS Financial Services Inc., and Charles Schwab & Co., Inc. Amanda holds Series 7, 9, 10, 63, and 66 licenses. Amanda is registered with the states of Colorado and Wisconsin.

Firm Information

Amanda Blum is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Amanda Blum’s Registration & Firm History

CO

07/31/2023 - Present

Northwestern Mutual Investment Services, LLC (Denver CO)

CO

04/20/2020 - 06/01/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Denver CO)

CO

06/20/2016 - 04/21/2020

UBS FINANCIAL SERVICES INC. (DENVER CO)

CO

07/27/2007 - 02/12/2016

CHARLES SCHWAB & CO., INC. (DENVER CO)

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Licenses & Designations

BOTH

Issued 12/15/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/30/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Kaye Blum.
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