Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Kay Roman is a financial advisor in Brookfield, WI. Amanda has been in the financial industry since 1993 and is currently registered with Osaic Wealth, Inc. with a Series 6 license and a Series 63 license. Amanda has worked with multiple firms over the years including Signator Investors, Inc., SII Investments, Inc., Ogilvie Security Advisors Corporation, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Amanda specializes in providing a range of services including financial planning, pension consulting, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
11/02/2018 - Present
Osaic Wealth, Inc. (BROOKFIELD WI)
WI
04/21/1999 - 11/02/2018
SIGNATOR INVESTORS, INC. (BROOKFIELD WI)
WI
12/01/1995 - 04/16/1999
SII INVESTMENTS, INC. (APPLETON WI)
IL
04/10/1994 - 12/05/1995
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
MA
06/03/1992 - 10/16/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/03/1992 - 10/16/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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