Unclaimed
Amanda Tracey is a registered representative with Independence Point Securities LLC. Amanda has been in the industry since 2020 and holds the Series 7, Series 63, and Series 79 licenses. Amanda's experience includes working with RBC Capital Markets, LLC, and is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/03/2024 - Present
Independence Point Securities LLC (New York NY)
NY
08/29/2020 - 05/23/2024
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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