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Amanda Kathryn Tracey

Independence Point Securities LLC

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About Amanda Kathryn Tracey

Amanda Tracey is a registered representative with Independence Point Securities LLC. Amanda has been in the industry since 2020 and holds the Series 7, Series 63, and Series 79 licenses. Amanda's experience includes working with RBC Capital Markets, LLC, and is currently registered with the state of New York.

Firm Information

Amanda Tracey is currently registered with Independence Point Securities LLC. Independence Point Securities LLC is a Limited Liability Company formed on November 23, 2021. The firm is registered in seven states: California, Colorado, New York, Pennsylvania, Texas, Utah, and Wisconsin, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Tracey’s Registration & Firm History

NY

06/03/2024 - Present

Independence Point Securities LLC (New York NY)

NY

08/29/2020 - 05/23/2024

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Kathryn Tracey.
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