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Amanda Jarvis

Cetera Advisors LLC

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About Amanda Jarvis

Amanda Jarvis is a financial professional with over 20 years of experience in the financial services industry. Amanda has a strong track record of success in providing personalized financial advice and investment management services to her clients. She currently holds FINRA Series 3, 7, 9, 10, 63 and 65 licenses. Amanda is affiliated with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC.

Firm Information

Amanda Jarvis is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Jarvis’s Registration & Firm History

CA

09/08/2022 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

06/30/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

07/30/2010 - 06/21/2012

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)

CA

03/26/2004 - 03/26/2009

LPL FINANCIAL CORPORATION (SAN DIEGO CA)

TX

12/05/2000 - 10/29/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

03/24/1999 - 11/09/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

04/16/1998 - 03/04/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/27/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/25/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2015

Series 7 - General Securities Representative Examination

BC

Issued 02/20/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Jarvis.
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