Unclaimed
Amanda Montgomery is a registered representative with Mufg Securities Americas Inc. Amanda has been in the securities industry since October 18, 2000. Amanda has Series 63, 7, 24, and SIE licenses and is registered in New York. Amanda has previously worked at UBS Securities LLC and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
03/16/2000 - 01/13/2017
UBS SECURITIES LLC (STAMFORD CT)
NY
11/13/1998 - 03/07/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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