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Amanda Jane Montgomery

Mufg Securities Americas Inc.

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About Amanda Jane Montgomery

Amanda Montgomery is a registered representative with Mufg Securities Americas Inc. Amanda has been in the securities industry since October 18, 2000. Amanda has Series 63, 7, 24, and SIE licenses and is registered in New York. Amanda has previously worked at UBS Securities LLC and Lehman Brothers Inc.

Firm Information

Amanda Montgomery is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Montgomery’s Registration & Firm History

NY

12/13/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

CT

03/16/2000 - 01/13/2017

UBS SECURITIES LLC (STAMFORD CT)

NY

11/13/1998 - 03/07/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Amanda Jane Montgomery. Review regulatory record here.
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