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Amanda James

Sanctuary Securities, Inc.

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About Amanda James

Amanda James is a financial professional registered with Sanctuary Securities, Inc.. Amanda has been in the financial industry for a short time, having just started her career in June 2024. Amanda holds the Series 7TO and SIE licenses. Amanda's current employment is with Sanctuary Securities, Inc.

Firm Information

Amanda James is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda James’s Registration & Firm History

TX

06/21/2024 - Present

Sanctuary Securities, Inc. (SOUTHLAKE TX)

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Licenses & Designations

BC

Issued 06/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda James.
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