Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Elizabeth Rubino is a registered representative of UBS Financial Services Inc. Amanda has been working in the securities industry since August 2021. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 9, Series 10, and Series 66 licenses. Amanda has experience providing financial planning and investment advice to individuals, businesses, and institutions. Her primary focus is on developing customized investment strategies to help clients achieve their financial goals. Amanda is committed to building strong relationships with clients and providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/08/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
BOTH
Issued 09/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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