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Amanda Catherine Dyson

Nuveen Securities, LLC

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About Amanda Catherine Dyson

Amanda Dyson is a financial professional with over 13 years of experience in the industry. Amanda is currently registered with Nuveen Securities, LLC and Tiaa-Cref Individual & Institutional Services, LLC. Amanda holds the Series 7, 24, 52, 53, and 66 licenses.

Firm Information

Amanda Dyson is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Dyson’s Registration & Firm History

NC

08/17/2022 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

CO

07/30/2019 - 07/13/2022

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TN

06/27/2017 - 07/24/2019

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

CO

03/02/2016 - 06/28/2017

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

03/19/2014 - 06/28/2017

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

06/04/2012 - 03/05/2014

NFP SECURITIES, INC. (DENVER CO)

CO

03/03/2011 - 06/04/2012

WELLS FARGO ADVISORS, LLC (DENVER CO)

OH

11/11/2010 - 03/04/2011

CBIZ FINANCIAL SOLUTIONS, INC. (CLEVELAND OH)

CO

09/17/2008 - 06/04/2010

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 08/10/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/08/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Catherine Dyson.
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