Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amanda? Claim Your ProfileAmanda Bacon is a financial advisor registered in California with Citigroup Global Markets Inc. Amanda's experience in the financial services industry began in 2001. Prior to joining Citigroup Global Markets Inc. Amanda worked for several other firms including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, Charles Schwab & Co., Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Amanda holds the Series 63, Series 66, Series 7, Series 9, and Series 10 securities licenses as well as the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2022 - Present
Citigroup Global Markets Inc. (PALM DESERT CA)
CA
03/10/2021 - 03/03/2022
WELLS FARGO CLEARING SERVICES, LLC (PALM DESERT CA)
CA
10/15/2013 - 08/20/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
OR
01/22/2013 - 09/16/2013
LPL FINANCIAL LLC (PORTLAND OR)
WA
08/31/2009 - 12/04/2012
CHARLES SCHWAB & CO., INC. (SEATTLE WA)
WA
01/27/2003 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (REDMOND WA)
NY
10/24/2001 - 01/29/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/24/2001 - 11/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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