Unclaimed
Amanda Auyang is a financial advisor with over 20 years of experience in the industry. Amanda has held various roles at firms such as Dynamex Trading, LLC and Share King, LLC before joining Group ONE Trading, LP. She has a broad range of licenses and certifications, including Series 7, 24, 55, 57TO, and 63. Amanda's experience and qualifications enable her to provide comprehensive financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/24/2010 - Present
Group ONE Trading, LP (Chicago IL)
CA
12/03/2003 - 09/28/2011
DYNAMEX TRADING, LLC (SAN FRANCISCO CA)
CA
11/07/2002 - 01/14/2004
SHARE KING, LLC (SAN FRANCISCO CA)
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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