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Amanda A. Spears

J.p. Morgan Securities LLC

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About Amanda A. Spears

Amanda Spears is a financial advisor with J.P. Morgan Securities LLC. Amanda has been a registered financial advisor since 2007 and holds the Series 7, 9, 10, 63, 66, 99TO and SIE licenses. Amanda is also a registered Investment Advisor Representative (IAR) in Ohio and New York. Amanda is experienced in providing financial advice to individuals, corporations, and other institutions. Amanda also provides financial planning, pension consulting, and selection of other advisors.

Firm Information

Amanda Spears is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Amanda Spears’s Registration & Firm History

OH

08/24/2017 - Present

J.p. Morgan Securities LLC (Columbus OH)

TX

05/30/2017 - 06/07/2017

WEDBUSH SECURITIES INC. (DALLAS TX)

KS

09/10/2015 - 08/30/2016

WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)

TX

04/02/2014 - 05/30/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)

ME

07/29/2013 - 01/27/2014

UBS FINANCIAL SERVICES INC. (PORTLAND ME)

TX

10/04/2012 - 03/01/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)

OH

05/02/2012 - 06/12/2012

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

TX

08/23/2007 - 04/03/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 06/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2023

Series 4 - Registered Options Principal Examination

BC

Issued 04/08/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/26/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Amanda A. Spears.
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