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Aman Harshad Patel

Rosenblatt Securities Inc.

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About Aman Harshad Patel

Aman Harshad Patel is a financial professional licensed in New York. Aman is currently registered with Rosenblatt Securities Inc. Aman has been working in the securities industry since September 4, 2008. Aman holds the Series 63, Series 7TO, Series 57TO and SIE licenses. Prior to working at Rosenblatt Securities Inc., Aman was employed by Cuttone & Co., LLC in New York, NY.

Firm Information

Aman Patel is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aman Patel’s Registration & Firm History

NY

01/14/2020 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

09/04/2008 - 01/13/2020

CUTTONE & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/26/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Aman Harshad Patel. Review regulatory record here.
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